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Updated: 13 Nov 2019 11:09
SGX Symbol: O5RU Currency: SGD
Last Done: 1.420 Volume ('000): 760.6
Change: - % Change: -
Day's Range: 1.420 - 1.430 52 Weeks' Range: 1.290 - 1.500
Announce Date [Date of Effective Change] Buyer/ Seller Name [Type*] S/ W/ U ** Bought/ (Sold) ('000) Price ($) After Trade Note
No. of Shares ('000) *** % Held ***
06/11/19
[04/11/19]
Charles R. Kaye [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Charles R. Kaye is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
ESR Cayman Limited [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 8953400 (Direct Interest); 54378400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.28500000 (Direct Interest); 7.80300000 (Deemed Interest)
e-Shang Infinity Cayman Limited ("ES Infinity"), a company established in the Cayman Islands, is a wholly-owned subsidiary of e-Shang Jupiter Cayman Limited ("ES Jupiter"), a company established in the Cayman Islands. ES Jupiter, a company established in the Cayman Islands, is a 100% owned subsidiary of ESR Cayman Limited ("ESR"). ES Infinity holds 27,551,000 units in AA REIT directly. As ESR has control of ES Jupiter and ES Infinity, ESR is deemed to have interests in the 27,551,000 units held by ES Infinity. ESR HK Management Limited ("EHKML"), a company established in the Cayman Islands, is a wholly-owned subsidiary of ESR. EHKML holds 26,827,400 units in AA REIT directly. As ESR has control of EHKML, ESR is deemed to have interests in the 26,827,400 units held by EHKML. Accordingly ESR is deemed to have interests in the aggregate 54,378,400 units held by ES Infinity and EHKML. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Joseph P. Landy [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Joseph P. Landy is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
WP OCIM One LLC [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, WP OCIM One LLC holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. As WP OCIM One LLC has an interest in more than 20% of the issued share capital of ESR Cayman Limited, it is deemed to have interests in the 63,331,800 units in AA REIT (the "ESR Units") which ESR Cayman Limited has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
WP X Investment VI Ltd. [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, WP X Investment VI Ltd. is the sole member of WP OCIM One LLC. As WP X Investment VI Ltd. has a controlling interest in WP OCIM One LLC, it is deemed to have interests in the 63,331,800 ESR Units which WP OCIM One LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
WPP GP LLC [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, WPP GP LLC is the general partner having control of Warburg Pincus X GP L.P.. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus X GP L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Warburg Pincus & Co. [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Warburg Pincus & Co. is the managing member having control of Warburg Pincus Partners GP LLC. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus Partners GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Warburg Pincus LLC [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Warburg Pincus LLC is the manager having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Warburg Pincus Partners GP LLC [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Warburg Pincus Partners GP LLC is the general partner having control of Warburg Pincus Partners, L.P.. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus Partners, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Warburg Pincus Partners, L.P. [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Warburg Pincus Partners, L.P. is the managing member having control of WPP GP LLC. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which WPP GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Warburg Pincus Private Equity X, L.P. [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Warburg Pincus Private Equity X, L.P. owns approximately 96.9% of WP X Investment VI Ltd.. As Warburg Pincus Private Equity X, L.P. has a controlling interest in WP X Investment VI Ltd., it is deemed to have interests in the 63,331,800 ESR Units which WP X Investment VI Ltd. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Warburg Pincus X GP L.P. [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Warburg Pincus X GP L.P. is the general partner having control of Warburg Pincus X, L.P.. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Warburg Pincus X, L.P. [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Warburg Pincus X, L.P. is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
31/10/19
[25/10/19]
UBS AG [SSH] S/U (2,503)  - 32,807 4.71 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 3,404,130.06 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 32806920 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.71000000 (Deemed Interest)
Deemed interests arising by virtue of (a) UBS AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS AG is a subsidiary of UBS Group AG. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623.
31/10/19
[25/10/19]
UBS Group AG [SSH] S/U (2,503)  - 32,807 4.71 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 3,404,130.06 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 32806920 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.71000000 (Deemed Interest)
Deemed interests arising by virtue of (a) UBS Group AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS Group AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS Group AG is the parent entity. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623.
23/10/19
[18/10/19]
UBS AG [SSH] S/U (3,510)  - 39,209 5.63 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 4,844,525.11 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 39208820 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.63000000 (Deemed Interest)
Deemed interests arising by virtue of (a) UBS AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS AG is a subsidiary of UBS Group AG. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623.
23/10/19
[18/10/19]
UBS Group AG [SSH] S/U (3,510)  - 39,209 5.63 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 4,844,525.11 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 39208820 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.63000000 (Deemed Interest)
Deemed interests arising by virtue of (a) UBS Group AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS Group AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS Group AG is the parent entity. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623.
23/10/19
[18/10/19]
The Segantii Asia-Pacific Equity Multi Strategy Fund [SSH] S/U (16)  - 34,841 5.00 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction
No. of ordinary voting shares/units held: 34840800 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.99970000 (Direct Interest); 0.00000000 (Deemed Interest)
23/10/19
[18/10/19]
Kurt Ersoy [SSH] S/U (16)  - 34,841 5.00 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 34840800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99970000 (Deemed Interest)
Kurt Ersoy is a shareholder in SCM Cayman, the entity disclosed above, and is entitled to exercise or control the exercise of not less than 20% of the votes attached to the voting shares in SCM Cayman, which has deemed interests in the units in AA REIT.
23/10/19
[18/10/19]
Segantii Capital Management (Cayman) Limited [SSH] S/U (16)  - 34,841 5.00 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 34840800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99970000 (Deemed Interest)
Segantii Capital Management (Cayman) Limited ("SCM Cayman") is the investment manager of the Segantii Asia-Pacific Equity Multi-Strategy Fund, notified as Substantial Unitholder A (the "Fund"). As investment manager, SCM Cayman has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund. SCM Cayman is the investment manager of the Fund. SCM Cayman is the direct parent entity of Segantii Capital Management Limited ("SCML") and the indirect parent entity of Segantii Capital Management (UK) Limited ("SCM UK"), which are the substantial unitholders notified.
23/10/19
[18/10/19]
Segantii Capital Management (UK) Limited [SSH] S/U (16)  - 34,841 5.00 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 34840800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99970000 (Deemed Interest)
SCM UK is the sub-investment advisor to the Fund and the wholly owned subsidiary of SCML, the investment advisor of the Fund. As sub-investment advisor, SCM UK has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund.
23/10/19
[18/10/19]
Segantii Capital Management Limited [SSH] S/U (16)  - 34,841 5.00 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 34840800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99970000 (Deemed Interest)
SCML is the investment advisor of the Fund. As investment advisor, SCML has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund. SCM Cayman is the direct parent entity of SCML, which in turn is the direct parent entity of SCM UK, the sub-investment advisor of the Fund.
23/10/19
[18/10/19]
Simon Sadler [SSH] S/U (16)  - 34,841 5.00 Note
Remarks
Disposal of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD22,770 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 34840800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 4.99970000 (Deemed Interest)
Simon Sadler is a shareholder in SCM Cayman, the entity disclosed above, and is entitled to exercise or control the exercise of not less than 20% of the votes attached to the voting shares in SCM Cayman, which has deemed interests in the units in AA REIT.
22/10/19
[17/10/19]
UBS AG [SSH] S/U 18,000  - 43,048 6.18 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 24,390,000.00 Immediately after the transaction
No. of ordinary voting shares/units held: 1895134 (Direct Interest); 41152386 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.27000000 (Direct Interest); 5.91000000 (Deemed Interest)
Deemed interests arising by virtue of (a) UBS AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS AG is a subsidiary of UBS Group AG. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623.
22/10/19
[17/10/19]
UBS Group AG [SSH] S/U 18,000  - 43,048 6.18 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD 24,390,000.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 43047520 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 6.18000000 (Deemed Interest)
Deemed interests arising by virtue of (a) UBS Group AG having an interest, or (b) Section 7(4) or 7(4A) of the Companies Act in units over which subsidiaries/affiliates of UBS Group AG have an interest, by reason of the ability to exercise voting discretion and to acquire/dispose of shares. UBS Group AG is the parent entity. The percentage of shareholding above is calculated based on the issued share capital of 696,851,623.
22/10/19
[17/10/19]
The Segantii Asia-Pacific Equity Multi Strategy Fund [SSH] S/U 18,000  - 36,501 5.24 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction
No. of ordinary voting shares/units held: 36501400 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 5.23800000 (Direct Interest); 0.00000000 (Deemed Interest)
22/10/19
[17/10/19]
Kurt Ersoy [SSH] S/U 18,000  - 36,501 5.24 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 36501400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.23800000 (Deemed Interest)
Kurt Ersoy is a shareholder in SCM Cayman, and is entitled to exercise or control the exercise of not less than 20% of the votes attached to the voting shares in SCM Cayman, which has deemed interests in the units in AA REIT.
22/10/19
[17/10/19]
Segantii Capital Management (Cayman) Limited [SSH] S/U 18,000  - 36,501 5.24 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 36501400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.23800000 (Deemed Interest)
Segantii Capital Management (Cayman) Limited ("SCM Cayman") is the investment manager of the Segantii Asia-Pacific Equity Multi-Strategy Fund. As investment manager, SCM Cayman has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund. SCM Cayman is the investment manager of the Fund. SCM Cayman is the direct parent entity of Segantii Capital Management Limited ("SCML") and the indirect parent entity of Segantii Capital Management (UK) Limited ("SCM UK").
22/10/19
[17/10/19]
Segantii Capital Management (UK) Limited [SSH] S/U 18,000  - 36,501 5.24 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 36501400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.23800000 (Deemed Interest)
SCM UK is the sub-investment advisor to the Fund and the wholly owned subsidiary of SCML, the investment advisor of the Fund. As sub-investment advisor, SCM UK has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund.
22/10/19
[17/10/19]
Segantii Capital Management Limited [SSH] S/U 18,000  - 36,501 5.24 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 36501400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.23800000 (Deemed Interest)
SCML is the investment advisor of the Fund. As investment advisor, SCML has discretion and authority over the sale and purchase of the units in AA REIT held by the Fund. SCM Cayman is the direct parent entity of SCML, which in turn is the direct parent entity of SCM UK, the sub-investment advisor of the Fund.
22/10/19
[17/10/19]
Simon Sadler [SSH] S/U 18,000  - 36,501 5.24 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): SGD24,390,000 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 36501400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 5.23800000 (Deemed Interest)
Simon Sadler is a shareholder in SCM Cayman, and is entitled to exercise or control the exercise of not less than 20% of the votes attached to the voting shares in SCM Cayman, which has deemed interests in the units in AA REIT.
18/10/19
[18/10/19]
AMP Capital Finance Limited ("AMPCF") [SSH] S/U (70,316)  1.400 9,529 1.37 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 9528571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.37000000 (Deemed Interest)
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding.
18/10/19
[18/10/19]
AMP Capital Holdings Limited [SSH] S/U (70,316)  1.400 9,529 1.37 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 9528571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.37000000 (Deemed Interest)
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding.
18/10/19
[18/10/19]
AMP Group Holdings Limited [SSH] S/U (70,316)  1.400 9,529 1.37 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 9528571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.37000000 (Deemed Interest)
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding.
18/10/19
[18/10/19]
AMP Holdings Limited [SSH] S/U (70,316)  1.400 9,529 1.37 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 9528571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.37000000 (Deemed Interest)
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding.
18/10/19
[18/10/19]
AMP Limited [SSH] S/U (70,316)  1.400 9,529 1.37 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 9528571 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 1.37000000 (Deemed Interest)
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding.
18/10/19
[18/10/19]
George Wang [DIR] S/U (70,316)  1.350 55,218 7.92 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 55218017 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.92000000 (Deemed Interest)
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMP Capital Finance Limited ("AMPCF"), AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited ("AIMS APAC") (formerly known as Great World Capital Holdings Limited) entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") under which AIMS APAC agreed to purchase 70,316,037 units of AA REIT ("Option Units"), from AMPCF, and AMPCF agreed to sell the Option Units to AIMS APAC subject to the terms of the Implementation Agreement. Pursuant to the Implementation Agreement, AIMS APAC had granted a call option to require AMPCF to sell to AIMS APAC (and AMPCF had granted a put option to require AIMS APAC to purchase from AMPCF) the Option Units pursuant to a put and call option agreement entered into by AIMS APAC and AMPCF on 28 November 2018 ("Put and Call Option Agreement"). On 15 October 2019, AIMS APAC notified AMPCF to sell, in accordance with the terms and conditions of the Call Option, the Option Units, such sale and purchase to be completed on the date specified in the Option Agreement. On 16 October 2019, the Option Units, representing 10.09% of the total issued units of AA REIT, were placed out to predominantly new investors, at price of S$1.35 per Unit. The settlement of Option Units occurred on 18 October 2019. As AIMS APAC is fully owned by AIMS Financial, AIMS Financial is deemed to be no longer interested in the Option Units and accordingly, George Wang is also deemed to be no longer interested in the Option Units.
18/10/19
[18/10/19]
AIMS Financial Holding Limited [SSH] S/U (70,316)  1.350 36,225 5.20 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction
No. of ordinary voting shares/units held: 33319528 (Direct Interest); 2905025 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 4.78000000 (Direct Interest); 0.42000000 (Deemed Interest)
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMP Capital Finance Limited ("AMPCF"), AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited ("AIMS APAC") (formerly known as Great World Capital Holdings Limited) entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") under which AIMS APAC agreed to purchase 70,316,037 units of AA REIT ("Option Units"), from AMPCF, and AMPCF agreed to sell the Option Units to AIMS APAC subject to the terms of the Implementation Agreement. Pursuant to the Implementation Agreement, AIMS APAC had granted a call option to require AMPCF to sell to AIMS APAC (and AMPCF had granted a put option to require AIMS APAC to purchase from AMPCF) the Option Units pursuant to a put and call option agreement entered into by AIMS APAC and AMPCF on 28 November 2018 ("Put and Call Option Agreement"). On 15 October 2019, AIMS APAC notified AMPCF to sell, in accordance with the terms and conditions of the Call Option, the Option Units, such sale and purchase to be completed on the date specified in the Option Agreement. On 16 October 2019, the Option Units, representing 10.09% of the total issued units of AA REIT, were placed out to predominantly new investors, at price of S$1.35 per Unit. The settlement of Option Units occurred on 18 October 2019. As AIMS APAC is fully owned by AIMS Financial, AIMS Financial is deemed to be no longer interested in the Option Units and accordingly, Great World Financial Group Pty Ltd and Great World Financial Group Holdings Pty Ltd are both deemed to be no longer interested in the Option Units.
18/10/19
[18/10/19]
Great World Financial Group Holdings Pty Ltd [SSH] S/U (70,316)  1.350 55,218 7.92 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 55218017 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.92000000 (Deemed Interest)
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding.
18/10/19
[18/10/19]
Great World Financial Group Pty Ltd [SSH] S/U (70,316)  1.350 55,218 7.92 Note
Remarks
Disposal of Securities via off-market transaction (e.g. married deals) Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 55218017 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.92000000 (Deemed Interest)
AMP Capital Investors Limited, AIMS Financial Service Group Pty Ltd, AMPCF, AIMS Financial Holding Limited ("AIMS Financial") and AIMS APAC Capital Holdings Limited (formerly known as Great World Capital Holdings Limited) ("AIMS APAC") entered into an implementation agreement dated 21 November 2018 ("Implementation Agreement") in relation to the sale of, inter alia, 500,000 ordinary shares in the capital of the REIT Manager by AMP Capital Investors International Holdings Limited to AIMS Financial (or an affiliate nominated by AIMS Financial), representing 50% of the issued and paid-up share capital of the REIT Manager. To secure the obligations of AIMS Financial and AIMS APAC under the Implementation Agreement and other transaction documents in connection with the Implementation Agreement, AMPCF and AIMS Financial entered into a charge over units deed ("Charge over Units") on 15 March 2019 pursuant to which AIMS Financial granted security interests over, inter alia, 21,428,571 units of AA REIT (the "Charged Units") in favour of AMPCF. As previously disclosed, AMPCF had entered into a deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 10,000,000 units of AA REIT following receipt by AMPCF of the Deferred Consideration (as defined under the Implementation Agreement), as contemplated under the Charge over Units. AMPCF had entered into another deed of partial discharge with AIMS Financial and partially discharged from the Charged Units 1,900,000 units of AA REIT following receipt by AMPCF of the Aggregate Adjustment Amount (as defined under the Implementation Agreement), as contemplated under the Charge over Units. Pursuant to section 4(7) of the Securities and Futures Act (Chapter 289) of Singapore, AMPCF is accordingly deemed to be interested in the remaining Charged Units (amounting to 9,528,571 units of AA REIT). Each of AMP Limited, AMP Group Holdings Limited, AMP Holdings Limited and AMP Capital Holdings Limited is deemed to be interested in the units of AA REIT that AMPCF is interested in. The above unitholding percentages are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding.
* DIR - Director (include Directors of related companies)
SSH - Substantial Shareholder
COY - Company Share Buyback
TMRP - Trustee-Manager/Responsible Person
** S - Shares
W - Warrants
U - Units
R - Rights
*** Direct & Deemed Interests

Notes

  1. Only trades by directors, substantial shareholders and company share buy back are included in Insider Trades.


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