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Buyer/Seller : 

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Updated: 23 Jan 2020 17:14
SGX Symbol: O5RU Currency: SGD
Last Done: 1.460 Volume ('000): 2,022
Change: +0.010 % Change: 0.7
Day's Range: 1.450 - 1.470 52 Weeks' Range: 1.340 - 1.500
Announce Date [Date of Effective Change] Buyer/ Seller Name [Type*] S/ W/ U ** Bought/ (Sold) ('000) Price ($) After Trade Note
No. of Shares ('000) *** % Held ***
17/01/20
[27/11/19]
Charles R. Kaye [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
WP is the managing member having control of WP Partners GP, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As Charles R. Kaye is the Managing General Partner having control of WP and Managing Member and Co-Chief Executive Officer having control of WP LLC, he was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
Joseph P. Landy [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
WP is the managing member of WP Partners GP, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As Joseph P. Landy is the Managing General Partner having control of WP and Managing Member and Co-Chief Executive Officer having control of WP LLC, he was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
WP OCIM One LLC [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
ESR has control of e-Shang Infinity Cayman Limited and is deemed to have interests in the 27,551,000 Units held by e-Shang Infinity Cayman Limited (prior to 27 November 2019) (the "Infinity Units"). ESR HK Management Limited ("EHKML"), a company established in the Cayman Islands, is a wholly-owned subsidiary of ESR. EHKML held 33,327,400 units in AA REIT directly (prior to 27 November 2019) ("EHKML Units"). As ESR has control of EHKML, ESR is deemed to have interests in the EHKML Units. Prior to 27 November 2019, WP OCIM One LLC had an interest in more than 20% in the issued share capital of ESR, and therefore it was also deemed to have interests in the Infinity Units, the EHKML Units and the 8,953,400 Units held directly by ESR (prior to 27 November 2019). The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X Investment VI Ltd. ("WP X IVI"), a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
WP X Investment VI Ltd. ("WP X IVI") [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
As at the date of this notification, WP X IVI is the sole member of WP OCIM. As WP X IVI has a controlling interest in WP OCIM, it is deemed to have interests in the ESR Units which WP OCIM has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
WPP GP LLC ("WPP GP") [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
WP X GP LP is the general partner having control of WPXGP, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As WPP GP is the general partner having control of WP X GP LP, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
Warburg Pincus & Co. ("WP") [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
WP Partners GP is the general partner having control of WP Partners, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As WP is the managing member having control of WP Partners GP, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
Warburg Pincus LLC ("WP LLC") [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
WPXGP is the general partner of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership WPX, and prior to 27 November 2019 was deemed to have interests in the ESR Units. As WP LLC is the manager having control of WPX , it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
Warburg Pincus Partners GP LLC ("WP Partners GP") [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
WP Partners is the managing member having control of WPP GP, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As WP Partners GP is the general partner having control of WP Partners, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
Warburg Pincus Partners, L.P. ("WP Partners") [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
WPP GP is the general partner having control of WP X GP LP, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As WP Partners is the managing member having control of WPP GP, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
Warburg Pincus Private Equity X, L.P. [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
As at the date of this notification, Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% of WP X IVI. As Warburg Pincus Private Equity X, L.P. has a controlling interest in WP X IVI, it is deemed to have interests in the ESR Units which WP X IVI has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
Warburg Pincus X GP L.P. ("WP X GP LP") [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
WPXGP is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership WPX, and prior to 27 November 2019, it was deemed to have interests in the ESR Units. As WP X GP LP is the general partner having control of WPXGP, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
17/01/20
[27/11/19]
Warburg Pincus X, L.P. ("WPXGP") [SSH] S/U (69,832)  - NA NA Note
Remarks
Due to the listing of ESR on the Hong Kong Stock Exchange on 27 November 2019, WP OCIM One LLC's shareholding percentage in ESR decreased from 21.1% to 18.66%, and it is no longer deemed to have an interest in the ESR Units. Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 0.00000000 (Deemed Interest)
Warburg Pincus Private Equity X, L.P. has a controlling interest in WP X IVI and prior to 27 November 2019 was deemed to have interests in the ESR Units. As WPXGP is the general partner having control of Warburg Pincus Private Equity X, L.P. , together with its affiliated partnership, it was also deemed to have interests in the ESR Units prior to 27 November 2019. The relationships as at the date of this notification are as follows: 1. WP OCIM, a Delaware limited liability company, holds a primary stake of approximately 18.66% of the issued share capital of ESR. 2. WP X IVI, a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X IVI. 4. WPXGP, a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. WP LLC, a New York limited liability company, is the manager of WPX. 6. WP X GP LP, a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP, a Delaware limited liability company, is the general partner of WP X GP LP. 8. WP Partners, a Delaware limited partnership, is the managing member of WPP GP. 9. WP Partners GP, a Delaware limited liability company, is the general partner of WP Partners. 10. WP, a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Charles R. Kaye and Joseph P. Landy disclaim beneficial ownership of all shares held by the Warburg Pincus entities. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
16/01/20
[16/01/20]
GREAT WORLD FINANCIAL GROUP HOLDINGS PTY LTD [SSH] S/U 1,358  1.428 56,636 8.05 Note
Remarks
Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 56635804 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.05000000 (Deemed Interest)
On 16 January 2020, 1,357,787 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited("AARM") at an average issue price of S$1.4277 per Unit ("Issue Price"), as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 July 2019 to 31 December 2019 . In accordance with the AIMS APAC REIT's Trust Deed, the Issue Price was determined based on the volume weighted average traded price for a Unit for all trades completed on the Singapore Exchange Securities Trading Limited, in the ordinary course of trading, for the last 10 business days of the relevant period in which the Base Fee accrues. Following the above-mentioned issue of Units, the total number of Units in issue is 703,435,751 and the Manager now holds 4,262,812 Units. As Great World Financial Group Holdings Pty Ltd ("GWFGH") is the 100% ultimate owner of Great World Financial Group Pty Ltd ("GWFG"), AARM and AIMS Financial Holding Limited ("AFHL"), GWFGH is deemed to have an interest in the Units held by GWFG, AARM and AFHL.
16/01/20
[16/01/20]
GREAT WORLD FINANCIAL GROUP PTY LTD [SSH] S/U 1,358  1.428 56,636 8.05 Note
Remarks
Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 56635804 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.05000000 (Deemed Interest)
On 16 January 2020, 1,357,787 units in AIMS APAC REIT ("Units") were issued to AIMS APAC REIT Management Limited("AARM") at an average issue price of S$1.4277 per Unit ("Issue Price"), as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 July 2019 to 31 December 2019 . In accordance with the AIMS APAC REIT's Trust Deed, the Issue Price was determined based on the volume weighted average traded price for a Unit for all trades completed on the Singapore Exchange Securities Trading Limited, in the ordinary course of trading, for the last 10 business days of the relevant period in which the Base Fee accrues. Following the above-mentioned issue of Units, the total number of Units in issue is 703,435,751 and the Manager now holds 4,262,812 Units. As Great World Financial Group Pty Ltd ("GWFG") is the 100% owner of AARM and AIMS Financial Holding Limited ("AFHL"), GWFG is deemed to have an interest in the Units held by AARM and AFHL.
16/01/20
[16/01/20]
George Wang [DIR] S/U 1,358  1.428 56,636 8.05 Note
Remarks
Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 56635804 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 8.05000000 (Deemed Interest)
16/01/20
[16/01/20]
AIMS APAC REIT MANAGEMENT LIMITED [TMRP] S/U 1,358  1.428 4,263 0.61 Note
Remarks
Acquisition of Securities as part of management, acquisition and/or divestment fees paid by the Listed Issuer Immediately after the transaction
No. of ordinary voting shares/units held: 4262812 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.61000000 (Direct Interest); 0.00000000 (Deemed Interest)
On 16 January 2020, 1,357,787 units in AIMS APAC REIT ("Units") were issued at an average issue price of S$1.4277 per Unit ("Issue Price"), as partial payment of the base fee component of the Manager's management fee ("Base Fee") for the period 1 July 2019 to 31 December 2019 . In accordance with the AIMS APAC REIT's Trust Deed, the Issue Price was determined based on the volume weighted average traded price for a Unit for all trades completed on the Singapore Exchange Securities Trading Limited, in the ordinary course of trading, for the last 10 business days of the relevant period in which the Base Fee accrues. Following the above-mentioned issue of Units, the total number of Units in issue is 703,435,751 and the Manager now holds 4,262,812 Units.
15/01/20
[14/01/20]
Dragon Pacific Assets Limited [SSH] S/U (1,701)  1.461 68,684 9.78 Note
Remarks
Disposal of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 68684001 (Direct Interest); 0 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 9.78000000 (Direct Interest); 0.00000000 (Deemed Interest)
The computation is based off of 702,077,964 shares outstanding.
03/12/19
[29/11/19]
George WANG [DIR] S/U 30  1.440 55,278 7.93 Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 55278017 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.93000000 (Deemed Interest)
AIMS Real Estate Funds Limited (AIMSRE) is a wholly owned subsidiary of the AIMS Financial Group. AIMSRE is also the responsible entity of AIMS Total Return Fund(formerlly known as MacarthurCook Office Property Trust), which purchased 30,000 units in the AIMS APAC REIT (AA REIT). As Mr. George Wang, associated company and Trust are the ultimate 100% owner of AIMSRE, Mr. George Wang's deemed interest has increased by 30,000 units in AA REIT. The above shareholding percentage are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding.
29/11/19
[27/11/19]
George Wang [DIR] S/U 30  1.450 55,248 7.93 Note
Remarks
Acquisition of Securities via market transaction Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 55248017 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 7.93000000 (Deemed Interest)
AIMS Real Estate Funds Limited (AIMSRE) is a wholly owned subsidiary of the AIMS Financial Group. AIMSRE is also the responsible entity of AIMS Total Return Fund(formerlly known as MacarthurCook Office Property Trust), which purchased 30,000 units in the AIMS APAC REIT (AA REIT). As Mr. George Wang, associated company and Trust are the ultimate 100% owner of AIMSRE, Mr. George Wang's deemed interest has increased by 30,000 units in AA REIT. The above shareholding percentage are computed based on the current total number of issued units of AA REIT of 696,851,623 units. Any discrepancies in the percentages listed and totals thereof are due to rounding.
15/11/19
[12/11/19]
Charles R. Kaye [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, Charles R. Kaye is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
ESR Cayman Limited [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 8953400 (Direct Interest); 60878400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.28500000 (Direct Interest); 8.73600000 (Deemed Interest)
e-Shang Infinity Cayman Limited ("ES Infinity"), a company established in the Cayman Islands, is a wholly-owned subsidiary of e-Shang Jupiter Cayman Limited ("ES Jupiter"), a company established in the Cayman Islands. ES Jupiter, a company established in the Cayman Islands, is a 100% owned subsidiary of ESR Cayman Limited ("ESR"). ES Infinity holds 27,551,000 units in AA REIT directly. As ESR has control of ES Jupiter and ES Infinity, ESR is deemed to have interests in the 27,551,000 units held by ES Infinity. ESR HK Management Limited ("EHKML"), a company established in the Cayman Islands, is a wholly-owned subsidiary of ESR. EHKML holds 33,327,400 units in AA REIT directly. As ESR has control of EHKML, ESR is deemed to have interests in the 33,327,400 units held by EHKML. Accordingly ESR is deemed to have interests in the aggregate 60,878,400 units held by ES Infinity and EHKML. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
Joseph P. Landy [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, Joseph P. Landy is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
WP OCIM One LLC [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, WP OCIM One LLC holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. As WP OCIM One LLC has an interest in more than 20% of the issued share capital of ESR Cayman Limited, it is deemed to have interests in the 69,831,800 units in AA REIT (the "ESR Units") which ESR Cayman Limited has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
WP X Investment VI Ltd. [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, WP X Investment VI Ltd. is the sole member of WP OCIM One LLC. As WP X Investment VI Ltd. has a controlling interest in WP OCIM One LLC, it is deemed to have interests in the 69,831,800 ESR Units which WP OCIM One LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
WPP GP LLC [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, WPP GP LLC is the general partner having control of Warburg Pincus X GP L.P.. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus X GP L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
Warburg Pincus & Co. [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, Warburg Pincus & Co. is the managing member having control of Warburg Pincus Partners GP LLC. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus Partners GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
Warburg Pincus LLC [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, Warburg Pincus LLC is the manager having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
Warburg Pincus Partners GP LLC [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, Warburg Pincus Partners GP LLC is the general partner having control of Warburg Pincus Partners, L.P.. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus Partners, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
Warburg Pincus Partners, L.P. [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, Warburg Pincus Partners, L.P. is the managing member having control of WPP GP LLC. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which WPP GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
Warburg Pincus Private Equity X, L.P. [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, Warburg Pincus Private Equity X, L.P. owns approximately 96.9% of WP X Investment VI Ltd.. As Warburg Pincus Private Equity X, L.P. has a controlling interest in WP X Investment VI Ltd., it is deemed to have interests in the 69,831,800 ESR Units which WP X Investment VI Ltd. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
Warburg Pincus X GP L.P. [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, Warburg Pincus X GP L.P. is the general partner having control of Warburg Pincus X, L.P.. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
15/11/19
[12/11/19]
Warburg Pincus X, L.P. [SSH] S/U 1,346  - 69,832 10.02 Note
Remarks
Acquisition of Securities via market transaction Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$1,878,357.76 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 69831800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 10.02100000 (Deemed Interest)
As at the date of this notification, Warburg Pincus X, L.P. is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 69,831,800 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 12 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Charles R. Kaye [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Charles R. Kaye is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
ESR Cayman Limited [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 8953400 (Direct Interest); 54378400 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 1.28500000 (Direct Interest); 7.80300000 (Deemed Interest)
e-Shang Infinity Cayman Limited ("ES Infinity"), a company established in the Cayman Islands, is a wholly-owned subsidiary of e-Shang Jupiter Cayman Limited ("ES Jupiter"), a company established in the Cayman Islands. ES Jupiter, a company established in the Cayman Islands, is a 100% owned subsidiary of ESR Cayman Limited ("ESR"). ES Infinity holds 27,551,000 units in AA REIT directly. As ESR has control of ES Jupiter and ES Infinity, ESR is deemed to have interests in the 27,551,000 units held by ES Infinity. ESR HK Management Limited ("EHKML"), a company established in the Cayman Islands, is a wholly-owned subsidiary of ESR. EHKML holds 26,827,400 units in AA REIT directly. As ESR has control of EHKML, ESR is deemed to have interests in the 26,827,400 units held by EHKML. Accordingly ESR is deemed to have interests in the aggregate 54,378,400 units held by ES Infinity and EHKML. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Joseph P. Landy [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Joseph P. Landy is the Managing General Partner having control of Warburg Pincus & Co. and Managing Member and Co-Chief Executive Officer having control of Warburg Pincus LLC. Accordingly, he is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus & Co. and Warburg Pincus LLC have interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
WP OCIM One LLC [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, WP OCIM One LLC holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. As WP OCIM One LLC has an interest in more than 20% of the issued share capital of ESR Cayman Limited, it is deemed to have interests in the 63,331,800 units in AA REIT (the "ESR Units") which ESR Cayman Limited has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
WP X Investment VI Ltd. [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, WP X Investment VI Ltd. is the sole member of WP OCIM One LLC. As WP X Investment VI Ltd. has a controlling interest in WP OCIM One LLC, it is deemed to have interests in the 63,331,800 ESR Units which WP OCIM One LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
WPP GP LLC [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, WPP GP LLC is the general partner having control of Warburg Pincus X GP L.P.. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus X GP L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Warburg Pincus & Co. [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Warburg Pincus & Co. is the managing member having control of Warburg Pincus Partners GP LLC. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus Partners GP LLC has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
06/11/19
[04/11/19]
Warburg Pincus LLC [SSH] S/U 26,827  - 63,332 9.09 Note
Remarks
Acquisition of Securities via off-market transaction (e.g. married deals) Amount of consideration paid or received by Substantial Shareholder/Unitholder (excluding brokerage and stamp duties): S$37,290,086.00 Immediately after the transaction
No. of ordinary voting shares/units held: 0 (Direct Interest); 63331800 (Deemed Interest) As a percentage of total no. of ordinary voting shares/units: 0.00000000 (Direct Interest); 9.08800000 (Deemed Interest)
As at the date of this notification, Warburg Pincus LLC is the manager having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership. Accordingly, it is deemed to have interests in the 63,331,800 ESR Units which Warburg Pincus Private Equity X, L.P. has interests in. The relationships as at the date of this notification are as follows: 1. WP OCIM One LLC ("WP OCIM"), a Delaware limited liability company, holds a primary stake of approximately 21.21% of the issued share capital of ESR Cayman Limited. 2. WP X Investment VI Ltd., a company established in the Cayman Islands, is the sole member of WP OCIM. 3.Warburg Pincus Private Equity X, L.P. has a controlling interest of 96.9% in WP X Investment VI Ltd. 4. Warburg Pincus X, L.P. ("WPXGP"), a Delaware limited partnership, is the general partner having control of Warburg Pincus Private Equity X, L.P., together with its affiliated partnership, WPX. 5. Warburg Pincus LLC ("WP LLC"), a New York limited liability company, is the manager of WPX. 6. Warburg Pincus X GP L.P. ("WP X GP LP"), a Delaware limited partnership, is the general partner of WPXGP. 7. WPP GP LLC ("WPP GP"), a Delaware limited liability company, is the general partner of WP X GP LP. 8. Warburg Pincus Partners, L.P. ("WP Partners"), a Delaware limited partnership, is the managing member of WPP GP. 9. Warburg Pincus Partners GP LLC ("WP Partners GP"), a Delaware limited liability company, is the general partner of WP Partners. 10. Warburg Pincus & Co. ("WP"), a New York general partnership, is the managing member of WP Partners GP. 11. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of Charles R. Kaye and Joseph P. Landy disclaims beneficial ownership of all shares held by the Warburg Pincus entities, except to the extent of his pecuniary interest therein, if any. The percentage unitholdings as disclosed are calculated based on the total number of units in AA REIT as at 4 November 2019, being 696,851,623 as publicly disclosed by the manager of AA REIT.
* DIR - Director (include Directors of related companies)
SSH - Substantial Shareholder
COY - Company Share Buyback
TMRP - Trustee-Manager/Responsible Person
** S - Shares
W - Warrants
U - Units
R - Rights
*** Direct & Deemed Interests

Notes

  1. Only trades by directors, substantial shareholders and company share buy back are included in Insider Trades.


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